FCP Associate - Krakow

Tylko dla zarejestrowanych użytkowników Krakow, Polska

2 dni temu

Overview · Company Profile · StoneX (formerly known as INTL FCStone) is an institutional-grade financial services network that connects companies, organisations, and investors to the global market's ecosystem through a unique blend of digital platforms, end-to-end clearing and ex ...

Opis pracy

Overview

Company Profile

StoneX (formerly known as INTL FCStone) is an institutional-grade financial services network that connects companies, organisations, and investors to the global market's ecosystem through a unique blend of digital platforms, end-to-end clearing and execution services, high-touch service, and deep expertise.

We provide access to 36 derivatives exchanges, 175 foreign exchange markets, nearly every global securities marketplace and a number of bi-lateral liquidity venues.

We deliver this access with support throughout the entire lifecycle of a trade – from consulting and "boots-on-the-ground" intelligence to best execution, to post-trade clearing, custody, and settlement.

In these ways, StoneX enables clients to use the global markets ecosystem to achieve their business goals through one trusted partner.

StoneX currently serves more than 30,000 commercial, institutional and payments clients, and more than 125,000 retail clients across more than 130 countries.

Our clients use our institutional-grade digital platforms, our high-touch service, and our market intelligence to pursue trading opportunities, make investments efficiently, manage their market risks, and improve their business performance.

Our relentless focus on helping them accomplish these objectives has enabled us to build deeply valued, long-term relationships based on guidance, integrity, transparency, and trust.

Responsibilities

Job purpose

In order to support the continuing development of this highly successful business, we require a dynamic Financial Crime Prevention Associate to ensure appropriate risk assessment, due diligence, screening, and monitoring is conducted in accordance with policies and procedures, to help ensure that the company is not used to further financial crime.

General Duties

Ensure that ID and V of all customers and beneficial owners is established and verified, where necessary, and that information to support this is kept up to date.

Ensure that customers, related parties, beneficial owners, and transactions are screened for sanctions, PEP exposure and adverse media.
Ensure that due diligence on customers and transactions is undertaken in line with the required standards.
Ensure that risk is assessed and documented and that higher risk situations are escalated to senior management.
Ensure that cases, e-mails and requests are processed promptly and appropriately.

Ensure that records are maintained, systems of record are up to date, and that notes and descriptions of actions taken etc are clear and comprehensive to support the audit trail of actions and decisions taken.

Other duties as assigned from time to time.

Qualifications

Knowledge and Experience

Ideally 1-3 years' experience of working within a Client Onboarding/ Compliance/ Financial Crime/ department with exposure to Money Laundering, Sanctions, and high-risk markets
Some knowledge and background of KYC, CDD, AML, Compliance - good knowledge of EU and UK regulations.
Some knowledge and background of money laundering regulations, corporate governance, GDPR, anti-bribery and corruption and tax compliance
Some knowledge of EU and UK Financial Services Regulation, PSD2, MiFID, EMIR, SFTR would be an advantage

Qualification And Skills

Bachelor's Degree in business, law, political science, sociology and / or other appropriate discipline.
Professional Compliance Qualification (ICA, CAMS) - desirable.
Advanced Microsoft Outlook/Word/Excel skills.

Skills

Team player.
Ability to work independently.
Strong relationship building and communications skills.
Effective planning, organisational and time management skills.
Excellent analytical skills.
Fluent in English, German would be an advantage.
Should be able to use good judgement and experience to articulate and document decision making rationale.